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Compliance Workshop 2 - Risk Assessments
"   This is the second of four Workshops being offered by..."
Jack Holzknecht
Pegasus Educational Services, LLC
On-Site
Program Info
Speaker: Jack Holzknecht
Sponsor:
Program times: 9:30 AM to 4:00 PM
All times are local.
Price: $275.00
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Attendee Registration

Date and Location:
Attendee Name:
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Risk Assessments

Workshop:  An educational seminar or series of meetings emphasizing interaction and exchange of information among a usually small number of participants...Merriam-Webster

 

This is the second of four Workshops being offered by Pegasus. Each bank is encouraged to send two or more representatives. Our belief is that working together benefits everybody.

 

Our May focus is conducting risk assessments. Jack Holzknecht will lead participants in a workshop where participants will share their secrets on how to develop a risk assessment. Join Jack as he shares what he has learned in his 36 years in the banking industry. Whether you have never developed a risk assessment or have developed dozens, you and your bank will benefit from this workshop.

 

This workshop includes information and activities related to:

  • Regulatory agency expectations for risk assessments;
  • Which laws/regulation/areas require risk assessments;

o   BSA/AML

o   Identity Theft

o   Fair Lending

  • Conducting a risk assessment:

o   Identifying inherent risk

o   Evaluating existing procedures and controls

o   Implementing remediation efforts

o   Identifying residual risk

o   Measuring risk.

  • Use of the results of a risk assessments;

 

Workshop Goal: Upon completion of the Workshop participants will understand how to conduct and document a risk assessment.

 

Value Added:  To facilitate the ongoing exchange of ideas, participants are given access to the 2012 Pegasus Compliance Workshop Forum. This platform is provided as a community resource. Pegasus’ Workshop attendees are encouraged to post information, ideas and questions throughout the year.

 

A Special Note from Jack:  "I am excited to be the facilitator for this Workshop. For the past 31 years I have been training bankers around the country, but this is different. I will be drawing on my experience and expertise as a trainer to encourage an active exchange of ideas among bankers with common goals, but different needs, tools and resources. I look forward to the challenge and I hope you will join me."...Jack Holzknecht

Dates & Locations

Date Location Property Name Phone Map
Thursday, May 24, 2012 Bowling Green, KY WKU Conference Center (270) 745-1908 Map for this Location
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Wednesday, May 30, 2012 Elizabethtown, KY Convention and Tourism Bureau (270) 765-2175 Map for this Location
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Thursday, May 31, 2012 Morehead, KY Morehead Conference Center (606) 780-4342 Map for this Location
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Attendee Info

Registration opens 30 minutes prior to the program.

Please bring a jacket or a sweater. Temperature is often difficult to control.

All attendees registered receive an email reminder three days prior to the program. For questions about registration click here or call 1-888-550-4555.

Meals and breaks : Continental breakfast.
Lunch is provided.
Breaks provided.

Cancellations: Substitutions are always welcome. Paid registrants cancelling up to 7 days prior to the seminar receive full refunds. There are no adjustments for cancellations received after that date, including those that may be related to weather.  

Speaker Bio

Jack Holzknecht is a principal with Pegasus Educational Services, LLC. He is an experienced consultant who has provided training to thousands of bankers and examiners for over twenty years. He has the ability to identify the key compliance issues from each regulation. Jack’s career began in 1976 as a federal bank examiner. As a senior commissioned examiner he was in charge of hundreds of examinations. He headed the form and software division of a regional consulting company for nine years and spent seven years in charge of the company’s education division. Jack has been an instructor at compliance schools presented by the Texas, Iowa, Pennsylvania, and New York bankers associations. He also developed six unique compliance schools for the FDIC, which he delivered to virtually every compliance examiner in the corporation. He is a Certified Regulatory Compliance Manager and a member of the National Speakers Association.